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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
27 Oct 2016 Warning Letter Abacus Trust and Management Services Limited
13 May 2013 Cease and Desist Order Priory Investments Services Ltd.
27 Nov 2013 Warning Letter Mark Ian Sorby Chapman (Insolvency Practitioner)
22 Dec 2016 Administrative Penalty $460.00 Eastern European Special Situations Fund Ltd.
16 Sep 2014 Revocation of Licence Castlegate Insurance Company Ltd.
15 Aug 2011 Directive Aliquot Commodity Fund Inc.
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
11 Nov 2016 Administrative Penalty $440,000.00 MOSSACK FONSECA & CO (B.V.I.) LTD.
23 Oct 2012 Warning Letter Fulcrum Management Limited
16 Feb 2017 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
13 Dec 2016 Administrative Penalty $7,350.00 Alwaha Fund Limited
20 Jan 2017 Administrative Penalty $3,500.00 Sphera Fund-Corporate L.P.
10 Nov 2013 Lifting of Directive National Bank of the Virgin Islands Limited
8 Jan 2012 Directive Gulf Insurance Limited
11 May 2014 Public Statement Concise Investments Limited

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