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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
7 Jun 2012 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited
16 Feb 2017 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
10 Sep 2012 Directive Caribbean Insurers Limited
16 Feb 2017 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
15 Aug 2011 Directive Aliquot Agriculture Fund Inc.
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
23 Sep 2016 Administrative Penalty $980.00 SEABOARD FUND LIMITED
22 Dec 2016 Administrative Penalty $580.00 Cathedral Investment Management Company Limited
4 Oct 2013 Revocation of License Moorgate Insurance Company Limited
20 Sep 2013 Lifting of Directive Aliquot Precious Metals Inc.
6 Apr 2013 Cease and Desist Order Forex Place Ltd.
10 May 2016 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
4 Aug 2013 Administrative Penalty $14,000.00 Commonwealth Trust Limited
16 Sep 2011 Directive National Bank of the Virgin Islands
15 Feb 2017 Directive ARAMO CORPORATE SERVICES INC.

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