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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
20 Sep 2013 Lifting of Directive Balanced Opportunity Inc.
16 Feb 2017 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
11 May 2014 Public Statement Patriarch Insurance Company Limited
4 Dec 2013 Warning Letter Isocrates Limited
6 Mar 2014 Administrative Penalty $40,000.00 Crescent Corporate Services Limited
31 Mar 2017 Administrative Penalties $25,000.00 BLENHEIM INSURANCE MANAGEMENT (BVI) LIMITED
10 May 2015 Fine $4,000.00 Wessex Capital Limited
27 Sep 2013 Administrative Penalty $8,500.00 Abacus Trust and Management Services Limited
5 Jan 2014 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
16 Feb 2017 Administrative Penalty $3,500.00 LUNOM VICTOIRE FUND LTD.
4 Jul 2017 Administrative Penalties $20,000.00 EAST ASIA CORPORATE SERVICES (B.V.I.) LIMITED
26 Sep 2013 Administrative Penalty $2,500.00 Caribbean Insurers Marine Limited
20 Dec 2011 Appointment of Examiner Aliquot Commodity Fund Inc.
27 Oct 2014 Revocation of Licence Salvo Insurance Company Limited
15 Feb 2017 Directive MOORE STEPHENS INTERNATIONAL SERVICES (BVI) LIMITED

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