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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
4 Nov 2016 Administrative Penalty $31,500.00 Mossack Fonseca & Co. (B.V.I.) Ltd.
15 Apr 2016 Administrative Penalty $330.00 GABELLI INTERNATIONAL LIMITED
20 Dec 2011 Appointment of Examiner Collection of Modern Art Inc.
19 Sep 2011 Public Statement American Great Lakes Insurance Company Ltd.
29 Jun 2011 Administrative Penalty $5,000.00 Stafford Insurance Ltd
22 Mar 2012 Revocation of Licenses/Certificate New Thames Africa Fund Ltd
4 Dec 2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
25 Jan 2013 Directive Consistent Return (Cash Management) Fund Inc.
19 Dec 2014 Warning Letter Arias, Fabrega & Fabrega Trust Co. (BVI) Limited
20 Sep 2013 Lifting of Directive Systematic Growth Fund Inc.
20 May 2015 Public Statement Oriental Conrad Limited
12 Jan 2014 Warning Letter Intac (BVI) International Investments Limited
3 Jun 2014 Warning Letter Creque’s Insurance Agency Limited
28 Feb 2015 Revocation of Licence Bayswater Insurance Management Limited
1 Jul 2013 Cease and Desist Order Universal Investments (International) Limited

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