Legal

The legal division provides legal advice and litigation services to the Commission and its committees on all aspects of its statutory powers and procedures. It provides legal advice and guidance to the regulatory and supervisory divisions, to human resources, the compliance inspection team and to enforcement. The division deals with the drafting of directives, contracts, agreements, memoranda of Understanding and any other documents to which the Commission is a party. The division also deals with all incoming and outgoing international cooperation requests from foreign regulatory and law enforcement authorities, issuing statutory notices to registered agents to produce corporate documents and ensuring that responses to incoming requests are provided in a timely manner.

Contact: Mr. Stephen Grayson
Director, Legal