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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
28 Aug 2013 Warning Letter Nationwide Insurance Agency Limited
17 Sep 2012 Public Statement Gulf Insurance Limited
7 Aug 2014 Cease and Desist Order Concise Investments Limited
13 Feb 2015 Administrative Penalty $20,000.00 Arias Fabrega & Fabrega Trust Co. BVI Limited
1 Dec 2011 Warning Letter SUMMIT Insurance Services Limited [formerly The Marine Insurance Office (BVI) Limited]
9 Feb 2013 Administrative Penalty $35,000.00 Orbis Services Limited
15 Feb 2017 Directive INSINGER CORPORATE FORMATIONS (BVI) LIMITED
7 Oct 2016 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
14 Apr 2015 Public Statement Bayswater Insurance Management Limited
4 May 2013 Public Statement Universal Highland Assurance Company Limited
30 May 2012 Warning Letter Plexus Global Asset Management Limited
22 Dec 2016 Administrative Penalty $5,200.00 Kalix Fund Limited
27 Jun 2012 Public Statement Crouch Services Ltd
16 Aug 2012 Administrative Penalty $4,000.00 Bunge Investment Management Limited
25 Jan 2013 Directive World Index Growth and Income Fund Inc.

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