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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
28 Oct 2015 Administrative Penalty $20,000.00 Fidelity Corporate Services Ltd.
30 Nov 2015 Administrative Penalty $15,000.00 CCS Trustees Limited
28 Feb 2015 Revocation of Licence Alta Insurance Management Limited
23 Feb 2016 Administrative Penalty $680.00 Southagus Fund Ltd.
20 Aug 2013 Administrative Penalty $500.00 Ms. Zadie Llaurdo as Director of Shirley Trust Company Limited
6 Dec 2012 Revocation of Licenses/Certificate Great Oak Insurance Company Limited
15 Aug 2011 Directive Concerto Alternative Alpha Inc.
26 Oct 2015 Administrative Penalty $10,000.00 ARAMO TRUST CO. LIMITED
22 Dec 2016 Administrative Penalty $1,100.00 STRATEGIC ACACIA LIMITED
29 Aug 2013 Warning Letter Occidental Life Insurance Company of North Carolina
30 Nov 2015 Administrative Penalty $25,000.00 ILS Fiduciary (BVI) Limited
13 Jan 2017 Administrative Penalty $3,000.00 Craigmuir Authorised Representative Limited
20 Sep 2013 Lifting of Directive Balanced Opportunity Inc.
16 Feb 2017 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
11 May 2014 Public Statement Patriarch Insurance Company Limited

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