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| Action Date | Enforcement Action | Licensee or Regulated Person |
|---|---|---|
| 02/23/2017 - 00:00 | Administrative Penalty $580.00 | Value Partners Private Equity Limited |
| 02/17/2017 - 00:00 | Administrative Penalty $1,750.00 | Craigmuir Authorised Representative Limited |
| 02/17/2017 - 00:00 | Administrative Penalty $1,160.00 | TMF Authorised Representative (BVI) Ltd. |
| 02/17/2017 - 00:00 | Administrative Penalty $1,400.00 | Reinsurance Solutions Ltd. |
| 02/17/2017 - 00:00 | Administrative Penalty $1,750.00 | Craigmuir Authorised Representative Limited |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | Collectible Cars Investment Fund Ltd. |
| 02/16/2017 - 00:00 | Administrative Penalty $3,000.00 | Prime Star Equities Offshore, L.P. |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | Mediterranean Investment Fund SPC Limited |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | The Opportunity Art Fund Ltd. |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | LUNOM VICTOIRE FUND LTD. |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | Orionis Fund Ltd. formerly Rig II Fund Ltd |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | Mandarin Offshore L.P. |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | REAL EAST FUND LTD. |
| 02/16/2017 - 00:00 | Administrative Penalty $3,500.00 | Toro Participations Limited formerly THE TORO FUND LIMITED |
| 02/16/2017 - 00:00 | Administrative Penalty $25,000.00 | Galloway Capital Management Ltd. |
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