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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
22 Dec 2016 Administrative Penalty $290.00 Cathedral Fund SPC Limited
25 Jan 2013 Directive Aliquot Precious Metals Inc.
27 Dec 2012 Administrative Penalty $10,000.00 MBC Financial Services Ltd.
6 Dec 2012 Revocation of Licenses/Certificate State Mutual Insurance Co. Ltd
31 Mar 2017 Revocation of a Licence Eleuthera Insurance Limited
12 Oct 2015 Administrative Penalty $15,000.00 Commence Overseas Limited
11 Dec 2012 Administrative Penalty $3,000.00 ANT Management (BVI) Ltd.
4 Nov 2016 Administrative Penalty $31,500.00 Mossack Fonseca & Co. (B.V.I.) Ltd.
17 Feb 2017 Administrative Penalty $1,160.00 TMF Authorised Representative (BVI) Ltd.
15 Apr 2016 Administrative Penalty $330.00 GABELLI INTERNATIONAL LIMITED
17 Nov 2015 Administrative Penalty $15,000.00 CR (BVI) LIMITED
3 Jun 2015 Public Statement Avia Investment Group Limited
22 Mar 2012 Revocation of Licenses/Certificate New Thames Africa Fund Ltd
29 Mar 2014 Administrative Penalty $2,000.00 VSM International Limited
4 Dec 2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED

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