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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
2 Jun 2018 Public Statement Smiths Gore and Son’s Reserve Loan Company
20 Aug 2013 Administrative Penalty $500.00 Mr. Barry J. Miller as Director of Shirley Trust Company Limited
3 Sep 2015 Warning Letter Global Hawk Insurance Company Ltd.
15 Aug 2011 Directive Collection of Modern Art Inc.
15 Feb 2017 Directive AMS TRUSTEES LIMITED
11 Nov 2016 Administrative Penalty $2,000.00 Standard Pacific Capital Master, Ltd.
20 Sep 2013 Lifting of Directive Next 11 Emerging Fund Inc.
4 Aug 2015 Administrative Penalty $20,000.00 Heritage Insurance Company (Caribbean) Limited
15 Feb 2017 Directive COVERDALE TRUST SERVICES LIMITED
3 Jun 2014 Warning Letter Asymmetric Arbitrage, Ltd.
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited
28 Nov 2011 Administrative Penalty $1,750.00 Overseas Management Company Trust (BVI) Ltd
15 Aug 2011 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
6 Apr 2013 Cease and Desist Order Bforex Limited
27 Jun 2012 Public Statement Vessia Insurance Company Limited

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