Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited
28 Nov 2011 Administrative Penalty $1,750.00 Overseas Management Company Trust (BVI) Ltd
15 Aug 2011 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
25 Jan 2013 Directive Consistent Return (Cash Management) Fund Inc.
19 Dec 2014 Warning Letter Arias, Fabrega & Fabrega Trust Co. (BVI) Limited
27 Jun 2012 Public Statement Vessia Insurance Company Limited
15 Aug 2011 Directive Porcupine Global Macro Plus Inc.
10 Sep 2012 Directive Lemma Europe Insurance Company Limited
3 Jun 2014 Warning Letter Creque’s Insurance Agency Limited
30 Sep 2013 Warning Letter Dolphin Capital Partners Limited
28 Feb 2015 Revocation of Licence Bayswater Insurance Management Limited
29 Jun 2011 Administrative Penalty $3,500.00 Rosebank Limited
30 Nov 2015 Administrative Penalty $25,000.00 Midland Trust Limited
11 May 2014 Public Statement FFAM Inc.
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited

Pages