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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
5 Jan 2014 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
20 Sep 2013 Lifting of Directive Concerto Alternative Alpha Inc.
18 Oct 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
15 Apr 2016 Administrative Penalty $900.00 ARBITRAL INTERNATIONAL CORPORATION
11 Sep 2016 Administrative Penalty $22,500.00 INTAC (BVI) INTERNATIONAL INVESTMENTS LIMITED
27 Oct 2014 Revocation of Licence Salvo Insurance Company Limited
17 Feb 2017 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
13 Jul 2012 Revocation of Licenses/Certificate BASIS Fund Limited
2 May 2013 Cease and Desist Order Landora Investing Ltd.
6 Mar 2014 Administrative Penalty $35,000.00 Sovereign Caribbean Limited
11 Feb 2015 Administrative Penalty $10,000.00 DANTRUST LIMITED
23 Sep 2016 Administrative Penalty $6,100.00 BRAZIL ADVANCED LTD. formerly BRAZIL ADVANCED INVESTMENT FUND LTD
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
27 Oct 2016 Warning Letter Abacus Trust and Management Services Limited

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