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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
2 Jun 2018 Public Statement Smiths Gore and Son’s Reserve Loan Company
19 Apr 2018 Public Statement MR. LEVERE WENT and FLOW MONEY SYSTEM
4 Dec 2017 Public Statement ELEUTHERA INSURANCE LIMITED
4 Dec 2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
2 Sep 2017 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
2 Sep 2017 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
2 Sep 2017 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
2 Sep 2017 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
2 Sep 2017 Administrative Penalty $3,500.00 WPC Fund Ltd.
2 Sep 2017 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
2 Sep 2017 Administrative Penalty $3,500.00 Brazil Real Estate Ltd. formerly Brazil Real Estate Fund Ltd.
3 Aug 2017 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
3 Aug 2017 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
7 Jul 2017 Administrative Penalty $11,000.00 CASTLESTONE MANAGEMENT INCORPORATED
4 Jul 2017 Administrative Penalties $20,000.00 EAST ASIA CORPORATE SERVICES (B.V.I.) LIMITED

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