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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
10 Jun 2016 Administrative Penalty $8,750.00 Copernic Global Fund Limited
9 Sep 2011 Administrative Penalty $750.00 DW Trustees (BVI) Limited
3 Jun 2014 Warning Letter Quam Asset Management (BVI) Ltd.
9 Dec 2013 Revocation of Licence Beverly Insurance Company Limited
1 Jul 2013 Cease and Desist Order Mika Holdings Inc.
9 Feb 2015 Warning Letter AG OFFSHORE CONVERTIBLES LTD.
25 Jan 2013 Directive Aliquot Gold & Precious Metals Equities Fund Inc.
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
15 Feb 2017 Directive SUCRE & SUCRE TRUST LIMITED
25 Oct 2013 Lifting of Directive Collection of Modern Art Inc
18 Oct 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
9 Apr 2015 Administrative Penalty $20,000.00 PATTON, MORENO AND ASVAT (BVI) LIMITED
13 Feb 2015 Administrative Penalty $20,000.00 Arias Fabrega & Fabrega Trust Co. BVI Limited
2 May 2013 Cease and Desist Order Landora Investing Ltd.
7 Jun 2012 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited

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