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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
6 Dec 2012 Revocation of Licenses/Certificate State Mutual Insurance Co. Ltd
11 May 2014 Public Statement Concise Investments Limited
15 Apr 2016 Warning Letter Hawksford Trustees International (BVI) Limited
17 Aug 2012 Public Statement Palos Ventures Fund Ltd.
9 Sep 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
17 Aug 2012 Public Statement BASIS Fund Limited
24 Dec 2014 Public Statement Victory Life and Pension Assurance Company LimitedVictory Life and Pension Assurance Company Limited
18 Dec 2015 Administrative Penalty $26,000.00 Laureola Advisors Inc.
27 Oct 2016 Warning Letter Abacus Trust and Management Services Limited
10 Sep 2012 Directive Rosebank Limited
16 Sep 2014 Revocation of Licence Castlegate Insurance Company Ltd.
15 Nov 2011 Administrative Penalty $5,000.00 Shirley Trust Company Limited
17 Dec 2014 Warning Letter CCS Trustees Limited
15 Dec 2014 Warning Letter G.S.L. Law & Consulting Limited
28 Aug 2013 Warning Letter Nationwide Insurance Agency Limited

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