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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
16 Sep 2014 Revocation of Licence Castlegate Insurance Company Ltd.
16 Sep 2011 Appointment of Qualified Person National Bank of the Virgin Islands
29 Jun 2011 Administrative Penalty $3,000.00 Stafford Insurance Ltd
13 Dec 2016 Administrative Penalty $7,350.00 Alwaha Fund Limited
11 Sep 2016 Warning Letter IMARA ASSET MANAGEMENT LIMITED
11 May 2014 Public Statement Concise Investments Limited
26 Feb 2013 Cease and Desist Order UPME Group Ltd.
13 Dec 2016 Administrative Penalty $2,250.00 Crestwood Capital International, Ltd.
17 Aug 2012 Public Statement BASIS Fund Limited
22 Dec 2016 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
3 Jun 2014 Warning Letter Quam Asset Management (BVI) Ltd.
30 Nov 2015 Administrative Penalty $25,000.00 Midland Trust Limited
23 Sep 2016 Administrative Penalty $980.00 SEABOARD FUND LIMITED
25 Jan 2013 Directive Aliquot Agriculture Fund Inc.
20 Sep 2013 Lifting of Directive Global Property Growth & Income REITS Fund Inc.

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