Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
25 Jan 2013 Directive Aliquot Gold & Precious Metals Equities Fund Inc.
20 Sep 2013 Lifting of Directive Next 11 Emerging Fund Inc.
22 Dec 2016 Administrative Penalty $1,100.00 STRATEGIC ACACIA LIMITED
25 Oct 2013 Lifting of Directive Collection of Modern Art Inc
20 Sep 2013 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
11 May 2014 Public Statement Patriarch Insurance Company Limited
13 Feb 2015 Administrative Penalty $20,000.00 Arias Fabrega & Fabrega Trust Co. BVI Limited
10 May 2015 Fine $4,000.00 Wessex Capital Limited
22 Dec 2016 Administrative Penalty $310.00 DEVONSHIRE FUNDS LTD.
12 Nov 2013 Administrative Penalty $1,000.00 Crater Assurance Ltd.
17 Mar 2015 Administrative Penalty $9,000.00 MG Management Services Limited
27 Oct 2014 Revocation of Licence Salvo Insurance Company Limited
10 Jul 2014 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited
29 Apr 2016 Directive MOSSACK FONSECA & CO. (B.V.I.) LTD.
4 Oct 2011 Warning Letter Sofaer Administration Limited

Pages