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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
15 Dec 2014 Warning Letter G.S.L. Law & Consulting Limited
28 Aug 2013 Warning Letter Nationwide Insurance Agency Limited
10 Jul 2014 Administrative Penalty $2,500.00 Bonhôte Trust Corporation LimitedBonhôte Trust Corporation Limited
11 Nov 2016 Administrative Penalty $2,000.00 Standard Pacific Capital Master, Ltd.
15 Aug 2011 Directive Inflation Target Recovery Fund Inc.
20 Sep 2013 Lifting of Directive Aliquot Commodity Fund Inc.
3 Jun 2014 Warning Letter Codan Management (BVI) Limited
29 Jun 2011 Administrative Penalty $6,000.00 Vessia Insurance Company Limited
4 Aug 2013 Administrative Penalty $14,000.00 Commonwealth Trust Limited
25 Jan 2013 Directive World Index Growth and Income Fund Inc.
21 Nov 2016 Administrative Penalty $1,520.00 Eagle Protection Insurance Company Limited
22 Dec 2016 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
3 Jun 2015 Public Statement Avia Investment Group Limited
15 Feb 2017 Directive SHIRLEY TRUST COMPANY (BVI) LIMITED
10 Jun 2011 Administrative Penalty $2,500.00 Great Oak Insurance Company Limited

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