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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
10 Jul 2016 Lifting of Directive Caribbean Insurers Limited
10 Jul 2016 Lifting of Directive GULF INSURANCE LIMITED
10 Jul 2016 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
10 Jun 2016 Administrative Penalty $8,150.00 THE GALILEO FUND LTD.
10 Jun 2016 Administrative Penalty $8,750.00 Copernic Global Fund Limited
27 May 2016 Lifting of Directive Castlestone Management Incorporated
10 May 2016 Administrative Penalty $1,000.00 Objective Summa Corporation
10 May 2016 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
29 Apr 2016 Directive MOSSACK FONSECA & CO. (B.V.I.) LTD.
15 Apr 2016 Administrative Penalty $330.00 GABELLI ASSOCIATES LIMITED
15 Apr 2016 Administrative Penalty $330.00 GABELLI INTERNATIONAL LIMITED
15 Apr 2016 Administrative Penalty $900.00 ARBITRAL INTERNATIONAL CORPORATION
15 Apr 2016 Administrative Penalty $1,500.00 Analytical Investments Advisors Ltd.
15 Apr 2016 Warning Letter Hawksford Trustees International (BVI) Limited
21 Mar 2016 Directive Castlestone Management Incorporated

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