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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
27 Nov 2013 Warning Letter Mark Ian Sorby Chapman (Insolvency Practitioner)
10 Jul 2014 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited
23 Oct 2012 Warning Letter Fulcrum Management Limited
3 Dec 2013 Cease and Desist Order Granite Global Insurance Company Limited
6 Dec 2012 Revocation of Licenses/Certificate Stafford Insurance Ltd
20 May 2015 Public Statement Cathay Asia Limited
6 Apr 2013 Cease and Desist Order Nova Trade Financial Holdings Ltd.
15 Feb 2017 Directive AMS TRUSTEES LIMITED
13 Jun 2012 Revocation of Licenses/Certificate Investors Reinsurance Limited
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
15 Feb 2017 Directive COVERDALE TRUST SERVICES LIMITED
2 Sep 2017 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
30 Nov 2015 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
20 Sep 2013 Public Statement Beverly Insurance Company Limited
16 Oct 2014 Administrative Penalty $6,000.00 Mint Capital Advisers Limited

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