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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
26 Aug 2015 Administrative Penalty $15,000.00 Intertrust Corporate Services (BVI) Limited
6 Apr 2013 Cease and Desist Order Paxinvest.com Limited
3 Aug 2017 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
13 Dec 2016 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
9 Sep 2011 Administrative Penalty $750.00 DW Trustees (BVI) Limited
4 Aug 2013 Cease and Desist Order Blackstar Capital Management Limited
15 Aug 2011 Directive Emerging Markets Growth And Income Fund Inc.
9 Dec 2011 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
12 Nov 2013 Administrative Penalty $37,500.00 Mossack Fonseca & Co. (BVI) Ltd.
23 Feb 2016 Administrative Penalty $680.00 Southagus Fund Ltd
15 Aug 2011 Directive Aliquot Gold Bullion Inc.
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
15 Aug 2011 Directive Collection of Modern Art Inc.
18 Oct 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
17 Feb 2017 Administrative Penalty $1,160.00 TMF Authorised Representative (BVI) Ltd.

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