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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
4 Dec 2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
20 Sep 2013 Lifting of Directive Aliquot Commodity Fund Inc.
20 May 2015 Public Statement Oriental Conrad Limited
15 Feb 2017 Directive TMF (B.V.I.) LTD.
3 Jun 2014 Warning Letter Codan Management (BVI) Limited
13 Dec 2016 Administrative Penalty $2,250.00 Crestwood Capital International, Ltd.
4 Aug 2013 Administrative Penalty $14,000.00 Commonwealth Trust Limited
22 Dec 2016 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
3 Jun 2014 Warning Letter Quam Asset Management (BVI) Ltd.
3 Jun 2015 Public Statement Avia Investment Group Limited
3 Aug 2016 Warning Letter Folio Administrators Limited
12 Nov 2013 Appointment of Examiner AAUG Insurance Co. Ltd.
16 Sep 2011 Appointment of Qualified Person National Bank of the Virgin Islands
29 Jun 2011 Administrative Penalty $3,000.00 Stafford Insurance Ltd
10 Sep 2012 Directive Caribbean Insurers Limited

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