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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
02/09/2013 - 00:00 Administrative Penalty $35,000.00 Orbis Services Limited
01/31/2013 - 00:00 Administrative Penalty $5,000.00 The Insurance Store Limited
01/25/2013 - 00:00 Directive Balanced Opportunity Inc.
01/25/2013 - 00:00 Directive Global Property Growth & Income REITS Fund Inc.
01/25/2013 - 00:00 Directive Emerging Markets Growth And Income Fund Inc.
01/25/2013 - 00:00 Directive Concerto Alternative Alpha Inc.
01/25/2013 - 00:00 Directive Inflation Target Recovery Fund Inc.
01/25/2013 - 00:00 Directive Aliquot Gold Bullion Inc.
01/25/2013 - 00:00 Directive Collection of Modern Art Inc.
01/25/2013 - 00:00 Directive Systematic Growth Fund Inc.
01/25/2013 - 00:00 Directive World Index Growth and Income Fund Inc.
01/25/2013 - 00:00 Directive Aliquot Agriculture Fund Inc.
01/25/2013 - 00:00 Directive Porcupine Absolute Return Fund Inc.

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