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| Action Date | Enforcement Action | Licensee or Regulated Person |
|---|---|---|
| 07/01/2013 - 00:00 | Cease and Desist Order | Mika Holdings Inc. |
| 05/27/2013 - 00:00 | Administrative Penalty $5,000.00 | Sinclair Trust & Finance S.A. |
| 05/21/2013 - 00:00 | Administrative Penalty $4,500.00 | The Wesley Company Limited |
| 05/13/2013 - 00:00 | Cease and Desist Order | Priory Investments Services Ltd. |
| 05/13/2013 - 00:00 | Cease and Desist Order | Axis Trading Group Incorporated |
| 05/13/2013 - 00:00 | Administrative Penalty $175,000.00 | ABM Corporate Services Ltd. |
| 05/04/2013 - 00:00 | Public Statement | Universal Highland Assurance Company Limited |
| 05/02/2013 - 00:00 | Cease and Desist Order | Landora Investing Ltd. |
| 04/06/2013 - 00:00 | Cease and Desist Order | WBS Holding Ltd. |
| 04/06/2013 - 00:00 | Cease and Desist Order | Bforex Limited |
| 04/06/2013 - 00:00 | Cease and Desist Order | Forex Place Ltd. |
| 04/06/2013 - 00:00 | Cease and Desist Order | Paxinvest.com Limited |
| 04/06/2013 - 00:00 | Cease and Desist Order | Nova Trade Financial Holdings Ltd. |
| 03/05/2013 - 00:00 | Public Statement | Moorgate Insurance Company Limited |
| 02/28/2013 - 00:00 | Revocation of License | Universal Highland Assurance Company Limited |
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