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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
08/29/2013 - 00:00 Warning Letter Occidental Life Insurance Company of North Carolina
08/28/2013 - 00:00 Warning Letter Nationwide Insurance Agency Limited
08/28/2013 - 00:00 Warning Letter Century Insurance Agency Limited
08/27/2013 - 00:00 Cease and Desist Order Sovereign International Worldwide Limited
08/20/2013 - 00:00 Administrative Penalty $500.00 Mr. Barry J. Miller as Director of Shirley Trust Company Limited
08/20/2013 - 00:00 Administrative Penalty $500.00 Mr. Ernesto F. Shirley as Director of Shirley Trust Company Limited
08/20/2013 - 00:00 Administrative Penalty $13,000.00 Shirley Trust Company Limited
08/20/2013 - 00:00 Administrative Penalty $500.00 Mr. Luis A. Shirley as Director of Shirley Trust Company Limited
08/20/2013 - 00:00 Administrative Penalty $500.00 Ms. Benedicta Samuels as Director of Shirley Trust Company Limited
08/20/2013 - 00:00 Appointment of Examiner Crescent Corporate Services Limited
08/20/2013 - 00:00 Administrative Penalty $500.00 Ms. Zadie Llaurdo as Director of Shirley Trust Company Limited
08/04/2013 - 00:00 Cease and Desist Order Blackstar Capital Management Limited
08/04/2013 - 00:00 Administrative Penalty $14,000.00 Commonwealth Trust Limited
07/23/2013 - 00:00 Appointment of Qualified Person Shirley Trust Company Limited
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited

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