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Sofaer Capital Inc

 
Enforcement Action
Industry Type:
Investment Business
Enforcement Action:
Warning Letter
Enforcement Summary:
A warning was issued to Sofaer Capital Inc for its contravention of section 4 (1) of the Securities and Investment Business Act, 2010 by carrying on investment business in or from within the Virgin Islands without prior authorization of the Commission to carry on that kind of investment business.
Matter ID:
INV1003/119