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Dolphin Capital Partners Limited

 
Action Date:
Monday, 30 September, 2013
Category:
Industry Type:
Enforcement Action:
Enforcement Summary:
A warning was issued to Dolphin Capital Partners Limited for its contravention of section 5(b) of the Securities and Investment Business Act, 2010 by providing investment management services to a company in breach of the conditions of its licence.
Matter ID:
INV092013/155