Coronavirus (COVID-19): Learn about our response to the coronavirus pandemic

You are here

Home \ Library \ Publications

Analytical Investments Advisors Ltd.

 
Enforcement Action
Enforcement Action:
Administrative Penalty $1,500.00
Enforcement Summary:
An administrative penalty in the amount of $1,500.00 was imposed on Analytical Investments Advisors Ltd. for its contravention of section 10(1) of the Securities and Investment Business Act, 2010 by appointing a director without the prior written approval of the Commission.
Matter ID:
BF101113/308