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AG OFFSHORE CONVERTIBLES LTD.

 
Enforcement Action
Enforcement Action:
Warning Letter
Enforcement Summary:
A warning was issued to AG OFFSHORE CONVERTIBLES LTD. for its contravention of regulation 7(5) of the Mutual Funds Regulations, 2010, for failing to notify the Commission of the appointment of SEI Global Services, Inc. as administrator within the period prescribed by the Regulations.
Matter ID:
BF101113/259