Coronavirus (COVID-19): Learn about our response to the coronavirus pandemic

You are here

Home \ Library \ Publications

Lumen Asset Management Limited

 
Enforcement Action
Enforcement Action:
Warning Letter
Enforcement Summary:
A warning was issued to Lumen Asset Management Limited for its contravention of section 10(1) of the Securities and Investment Business Act, 2010, by appointing directors without obtaining the prior written approval of the Commission.
Matter ID:
BF101113/203