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GABELLI ASSOCIATES LIMITED

 
Enforcement Action
Enforcement Action:
Administrative Penalty $330.00
Enforcement Summary:
An administrative penalty in the amount of $330.00 was imposed on GABELLI ASSOCIATES LIMITED for its contravention of section 10(4) of the Mutual Funds Regulations, 2010 for failing to provide a copy of its audited financial statements within six months after its financial year end of 31December, 2014.
Matter ID:
BF101113/310