Speech delivered by Managing Director/CEO, Robert A. Mathavious, at the Meet the Regulator Forum (19 November 2015)
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Forms
Meet The Regulator 2015
Compliance Period Extended under Schedule in Anti-Money Laundering Regulations, 2008 – Guidance Notes
Guidelines and Operating Procedures of the LSC (Amendment) 2015
SIBA Incubator and Approved Funds Guidelines
Amendments to Operating Procedures of the Enforcement Committee
Guidelines and Operating Procedures of Licensing and Supervisory Committee (Consolidated 2015)
Guidelines and Operating Procedures of the LSC (Amendment) 2014
FSC Approved Persons Regime Guidelines 2009 (2013 Consolidated)
FSC Approved Forms and Related Guidelines (Amendment) 2014
FSC Approved Managers (Amendment) Guidelines, 2014
FSC Approved Investment Managers Guidelines (Revised Feb. 2014)
Guidelines for Authorised Representatives Under the Securities and Investment Business Act (September 2013)