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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
15 Aug 2012 Warning Letter Caribbean Reinsurance Company Ltd
20 Sep 2013 Lifting of Directive Aliquot Commodity Fund Inc.
23 Sep 2016 Administrative Penalty $980.00 SEABOARD FUND LIMITED
4 Oct 2013 Revocation of License Moorgate Insurance Company Limited
6 Apr 2013 Cease and Desist Order Forex Place Ltd.
3 Jun 2014 Warning Letter Codan Management (BVI) Limited
23 Feb 2016 Administrative Penalty $280.00 Althea Group Offshore, Ltd.
10 May 2016 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
16 Sep 2011 Directive National Bank of the Virgin Islands
19 Apr 2018 Public Statement MR. LEVERE WENT and FLOW MONEY SYSTEM

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