Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
20 Sep 2013 Lifting of Directive Aliquot Gold & Precious Metals Equities Fund Inc.
20 Sep 2013 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
29 Jun 2011 Administrative Penalty $6,000.00 Vessia Insurance Company Limited
22 Feb 2012 Directive Collection of Modern Art Inc.
20 Sep 2013 Lifting of Directive Porcupine Global Macro Plus Inc.
27 Jun 2012 Public Statement AMCA Insurance & Reinsurance Company Ltd
22 Mar 2012 Revocation of Licenses/Certificate Lazars International Fund Limited
22 Dec 2016 Administrative Penalty $310.00 DEVONSHIRE FUNDS LTD.
20 Dec 2011 Appointment of Examiner Consistent Return (Cash Management Fund) Inc.
23 Jul 2015 Administrative Penalty $1,750.00 Regency Health Ltd.
19 Apr 2018 Public Statement MR. LEVERE WENT and FLOW MONEY SYSTEM

Pages