You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
08/07/2014 - 00:00 Cease and Desist Order Concise Investments Limited
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
12/03/2013 - 00:00 Cease and Desist Order Kent Capital Partners Limited
05/02/2013 - 00:00 Cease and Desist Order Landora Investing Ltd.
03/24/2014 - 00:00 Cease and Desist Order FFAM Inc.
04/06/2013 - 00:00 Cease and Desist Order Bforex Limited
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
10/18/2012 - 00:00 Directive BGL Private Equity (BVI) Limited
01/08/2012 - 00:00 Directive Caribbean Insurers Limited
09/10/2012 - 00:00 Directive Rosebank Limited
01/25/2013 - 00:00 Directive Aliquot Precious Metals Inc.

Pages