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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
1 Jul 2013 Cease and Desist Order Universal Investments (International) Limited
3 Dec 2013 Cease and Desist Order Kent Capital Partners Limited
26 Feb 2013 Cease and Desist Order UPME Group Ltd.
2 May 2013 Cease and Desist Order Landora Investing Ltd.
4 Oct 2013 Revocation of License Moorgate Insurance Company Limited
28 Feb 2013 Revocation of License Universal Highland Assurance Company Limited
25 Jan 2013 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
15 Aug 2011 Directive Aliquot Commodity Fund Inc.
25 Jan 2013 Directive Porcupine Global Macro Plus Inc.
15 Feb 2017 Directive Global Corporate Consultants Group Inc.
25 Jan 2013 Directive Next 11 Emerging Fund Inc.
25 Jan 2013 Directive Aliquot Gold & Precious Metals Equities Fund Inc.
21 Mar 2016 Directive Castlestone Management Incorporated
15 Aug 2011 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
15 Aug 2011 Directive Porcupine Global Macro Plus Inc.

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