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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
1 Jul 2013 Cease and Desist Order Universal Investments (International) Limited
3 Dec 2013 Cease and Desist Order Kent Capital Partners Limited
26 Feb 2013 Cease and Desist Order UPME Group Ltd.
2 May 2013 Cease and Desist Order Landora Investing Ltd.
4 Oct 2013 Revocation of License Moorgate Insurance Company Limited
28 Feb 2013 Revocation of License Universal Highland Assurance Company Limited
15 Aug 2011 Directive Next 11 Emerging Fund Inc.
15 Aug 2011 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
15 Aug 2011 Directive Porcupine Global Macro Plus Inc.
10 Sep 2012 Directive Lemma Europe Insurance Company Limited
10 Sep 2012 Directive Caribbean Insurers (Marine) Limited
25 Jan 2013 Directive Global Property Growth & Income REITS Fund Inc.
15 Feb 2017 Directive TMF (B.V.I.) LTD.
9 Jun 2012 Directive Creque's Insurance Agency Limited
18 Oct 2012 Directive BGL Private Equity (BVI) Limited

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