|
1 Jul 2013 |
Cease and Desist Order |
Universal Investments (International) Limited |
|
3 Dec 2013 |
Cease and Desist Order |
Kent Capital Partners Limited |
|
26 Feb 2013 |
Cease and Desist Order |
UPME Group Ltd. |
|
2 May 2013 |
Cease and Desist Order |
Landora Investing Ltd. |
|
4 Oct 2013 |
Revocation of License |
Moorgate Insurance Company Limited |
|
28 Feb 2013 |
Revocation of License |
Universal Highland Assurance Company Limited |
|
25 Jan 2013 |
Directive |
Intelligent Portfolio (IQ-Asset Allocation) Inc. |
|
15 Aug 2011 |
Directive |
Aliquot Commodity Fund Inc. |
|
25 Jan 2013 |
Directive |
Porcupine Global Macro Plus Inc. |
|
15 Feb 2017 |
Directive |
Global Corporate Consultants Group Inc. |
|
25 Jan 2013 |
Directive |
Next 11 Emerging Fund Inc. |
|
25 Jan 2013 |
Directive |
Aliquot Gold & Precious Metals Equities Fund Inc. |
|
21 Mar 2016 |
Directive |
Castlestone Management Incorporated |
|
15 Aug 2011 |
Directive |
Intelligent Portfolio (IQ-Asset Allocation) Inc. |
|
15 Aug 2011 |
Directive |
Porcupine Global Macro Plus Inc. |
