Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
22 Feb 2012	Directive	Collection of Modern Art Inc.
25 Jan 2013	Directive	Emerging Markets Growth And Income Fund Inc.
15 Feb 2017	Directive	ABM CORPORATE SERVICES, LTD.
15 Aug 2011	Directive	Systematic Growth Fund Inc.
15 Aug 2011	Directive	Aliquot Gold & Precious Metals Equities Fund Inc.
15 Aug 2011	Directive	World Index Growth and Income Fund Inc.
25 Jan 2013	Directive	Consistent Return (Cash Management) Fund Inc.
15 Feb 2017	Directive	Newhaven Trustees (BVI) Limited
15 Feb 2017	Directive	HAVELET TRUST COMPANY (BVI) LIMITED
15 Aug 2011	Directive	Porcupine Absolute Return Fund Inc.
10 Dec 2012	Directive	Collection of Modern Art Inc.
15 Feb 2017	Directive	MCNAMARA CORPORATE SERVICES LIMITED
15 Aug 2011	Directive	Emerging Markets Growth And Income Fund Inc.
15 Feb 2017	Directive	Global Corporate Consultants Group Inc.
25 Jan 2013	Directive	Next 11 Emerging Fund Inc.

Action Date