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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
05/03/2014 - 00:00 Cease and Desist Order Avia Investment Group Limited
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
12/03/2013 - 00:00 Cease and Desist Order Granite Global Insurance Company Limited
04/06/2013 - 00:00 Cease and Desist Order Nova Trade Financial Holdings Ltd.
05/13/2013 - 00:00 Cease and Desist Order Axis Trading Group Incorporated
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited
08/04/2013 - 00:00 Cease and Desist Order Blackstar Capital Management Limited
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
08/15/2011 - 00:00 Directive Concerto Alternative Alpha Inc.
02/15/2017 - 00:00 Directive J.S. ARCHIBALD TRUST SERVICES LIMITED
01/25/2013 - 00:00 Directive Aliquot Commodity Fund Inc.
09/16/2011 - 00:00 Directive National Bank of the Virgin Islands

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