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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
05/13/2013 - 00:00 Cease and Desist Order Axis Trading Group Incorporated
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
08/04/2013 - 00:00 Cease and Desist Order Blackstar Capital Management Limited
12/03/2013 - 00:00 Cease and Desist Order Kent Capital Partners Limited
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited
05/02/2013 - 00:00 Cease and Desist Order Landora Investing Ltd.
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
01/25/2013 - 00:00 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
02/15/2017 - 00:00 Directive Global Corporate Consultants Group Inc.
01/25/2013 - 00:00 Directive Next 11 Emerging Fund Inc.
02/15/2017 - 00:00 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED

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