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Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
12/06/2012 - 00:00 Revocation of Licenses/Certificate AMCA Insurance & Reinsurance Company Ltd
07/13/2012 - 00:00 Revocation of Licenses/Certificate Palos Ventures Fund Ltd.
12/06/2012 - 00:00 Revocation of Licenses/Certificate Stafford Insurance Ltd
12/06/2012 - 00:00 Revocation of Licenses/Certificate IAI Underwriting Ltd
06/13/2012 - 00:00 Revocation of Licenses/Certificate Investors Reinsurance Limited
06/13/2012 - 00:00 Revocation of Licenses/Certificate Catal Insurance Company Limited
12/06/2012 - 00:00 Revocation of Licenses/Certificate Great Oak Insurance Company Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate Old Union Growth Fund Ltd
12/06/2012 - 00:00 Revocation of Licenses/Certificate State Mutual Insurance Co. Ltd
02/17/2017 - 00:00 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
08/03/2017 - 00:00 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
02/17/2017 - 00:00 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
08/03/2017 - 00:00 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
11/28/2011 - 00:00 Administrative Penalty $1,750.00 Overseas Management Company Trust (BVI) Ltd
07/23/2015 - 00:00 Administrative Penalty $1,750.00 Regency Health Ltd.

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