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Enforcement Action

 
Action Datesort ascending Enforcement Action Licensee or Regulated Person
02/15/2017 - 00:00 Directive BISON FINANCIAL SERVICES LIMITED
02/15/2017 - 00:00 Directive Newhaven Trustees (BVI) Limited
02/15/2017 - 00:00 Directive HAVELET TRUST COMPANY (BVI) LIMITED
02/15/2017 - 00:00 Directive MCNAMARA CORPORATE SERVICES LIMITED
01/20/2017 - 00:00 Administrative Penalty $3,500.00 Sphera Fund-Corporate L.P.
01/13/2017 - 00:00 Administrative Penalty $3,000.00 Craigmuir Authorised Representative Limited
01/13/2017 - 00:00 Administrative Penalty $2,000.00 Craigmuir Authorised Representative Limited
12/22/2016 - 00:00 Administrative Penalty $310.00 DEVONSHIRE FUNDS LTD.
12/22/2016 - 00:00 Administrative Penalty $1,100.00 STRATEGIC ACACIA LIMITED
12/22/2016 - 00:00 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
12/22/2016 - 00:00 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
12/22/2016 - 00:00 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
12/22/2016 - 00:00 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
12/22/2016 - 00:00 Administrative Penalty $460.00 Eastern European Special Situations Fund Ltd.
12/22/2016 - 00:00 Administrative Penalty $290.00 Cathedral Fund SPC Limited

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