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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
09/02/2017 - 00:00 Administrative Penalty $3,500.00 WPC Fund Ltd.
01/25/2013 - 00:00 Directive World Index Growth and Income Fund Inc.
09/20/2013 - 00:00 Lifting of Directive World Index Growth and Income Fund Inc.
08/15/2011 - 00:00 Directive World Index Growth and Income Fund Inc.
03/03/2017 - 00:00 Administrative Penalty $49,000 WORLD ARROW LIMITED
12/13/2016 - 00:00 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
06/08/2012 - 00:00 Public Statement Western Preferred Life Assurance Limited
06/07/2012 - 00:00 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited
05/10/2015 - 00:00 Fine $4,000.00 Wessex Capital Limited
04/06/2013 - 00:00 Cease and Desist Order WBS Holding Ltd.
03/29/2014 - 00:00 Administrative Penalty $2,000.00 VSM International Limited
12/24/2014 - 00:00 Public Statement Victory Life and Pension Assurance Company LimitedVictory Life and Pension Assurance Company Limited
06/29/2011 - 00:00 Administrative Penalty $5,000.00 Victory Life & Pension Assurance Company Limited
06/29/2011 - 00:00 Administrative Penalty $6,000.00 Vessia Insurance Company Limited
06/27/2012 - 00:00 Public Statement Vessia Insurance Company Limited

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